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Regulatory Tier
C
National Futures Association(NFA)
United States Established in 1982 Regulated by Government International Regulatory Organization https://www.nfa.futures.org
Website
Regulatory Tier
Regulatory Information
NBP： --
Investor Protection： --
Our Members： 12
Est. Date： Established in 1982
Separately Managed Accounts (SMA)： Supported
IOSCO
Enjoy the services provided by the associationInstruments and Trading Limits
Regulated Financial Instruments
Forex、Options、Futures
Customer Service
Contact
001 3127811300
information@nfa.futures.org
Complaint Channels
Live Chat
https://www.nfa.futures.org/complaintnet/FileAComplaint.aspx
Hotline
312-781-1410
800-621-3570
information@nfa.futures.org
About NFA
National Futures Association (NFA) is the industrywide, self-regulatory organization for the U.S. derivatives industry, providing innovative and effective regulatory programs. Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory responsibilities.
Our Members
Total: 12Regulatory Blacklist
Total: 16Information Disclosure
Total: 17SanctionNFA orders Chicago, Ill. introducing broker Stage 5 Trading Corp. to pay a $75,000 fine
2022-11-09
SanctionNFA orders Denmark firm Direct Hedge Danmark Fondsmaeglerselskab AS to pay a $70,000 fine
2022-09-06
SanctionNFA orders Connecticut-based Interactive Brokers LLC to pay a $250,000 fine
2022-04-14
SanctionNFA orders London, U.K. introducing broker Marex Spectron International Limited to pay a $250,000 fine
2022-03-30