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Regulatory Level

C

Financial Service Providers Register(FSPR)

New Zealand Established in 2008 Regulated by Government

https://www.companiesoffice.govt.nz/fsp

Website

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Regulatory Level
Regulatory Info

NBP: --

Inv Prot: --

Members: 7

Established: Established in 2008

Accts Mngd Sep: --

Not a member of IOSCO (International Organization of Securities Commissions)

FSPR Organization Introduction

The Financial Service Providers Register (FSPR) has been established under the Financial Service Providers (Registration and Dispute Resolution) Act 2008. FSPR is a searchable register of people, businesses and organisations that provide financial services in New Zealand. It enables over-the-counter brokerage firms that are unregulated, as well as new start-ups, to gain customer confidence and credibility, without the worry of complying with regulatory barriers imposed in a number of other countries.

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